Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-25
NJ RA APPROVED 2003-01-16
  • TX RA
    APPROVED_RES
    Since 2007-07-25
  • NJ RA
    APPROVED
    Since 2003-01-16

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morristown NJ 08/1981 Present
Bank Of America,Na Florham NJ 11/2009 Present
Other Businesses

I*82905 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MORRIS COUNTY SCHOOL FO GLASS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: RANDOLPH, NEW JERSEY 07869 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, SPOUSE START DATE OF RELATIONSHIP: 7/4/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE FULL POA NO THIS ACCOUNT. I*106650 For profit or not for profit: For-Profit Organization Name of outside business organization: 89 Whippany Rd., LLC Investment related: N Address of business: Randolph, New Jersey 07869 Nature of business: LLC, Position, title, association: Other, Spouse of the owner Start date of relationship: 42101 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is the entity that Morris County School of Glass is built on This is the property I*53908 For profit or not for profit: For-Profit Organization Name of outside business organization: moristown antique center Investment related: N Address of business: randolph, New Jersey 07869 Nature of business: S-Corp, Position, title, association: Other, spouse Start date of relationship: 4/1/1994 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Spouses business activity. I*2166277, Entity Type: , Name of OBA: P E P, Address: Randolph, New Jersey, 07869, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Aug-2024, No Hours: 8 Yearly, No Hours during Trading: 8 Yearly, Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-02-03
  • S63 Uniform Securities Agent State Law Examination
    1982-02-03
Other Names
  • Patricia Elaine Szeeley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Florham Park, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor