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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-25 |
| NJ | RA | APPROVED | 2003-01-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morristown | NJ | 08/1981 | Present |
| Bank Of America,Na | Florham | NJ | 11/2009 | Present |
I*82905 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MORRIS COUNTY SCHOOL FO GLASS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: RANDOLPH, NEW JERSEY 07869 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, SPOUSE START DATE OF RELATIONSHIP: 7/4/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE FULL POA NO THIS ACCOUNT. I*106650 For profit or not for profit: For-Profit Organization Name of outside business organization: 89 Whippany Rd., LLC Investment related: N Address of business: Randolph, New Jersey 07869 Nature of business: LLC, Position, title, association: Other, Spouse of the owner Start date of relationship: 42101 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is the entity that Morris County School of Glass is built on This is the property I*53908 For profit or not for profit: For-Profit Organization Name of outside business organization: moristown antique center Investment related: N Address of business: randolph, New Jersey 07869 Nature of business: S-Corp, Position, title, association: Other, spouse Start date of relationship: 4/1/1994 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Spouses business activity. I*2166277, Entity Type: , Name of OBA: P E P, Address: Randolph, New Jersey, 07869, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12-Aug-2024, No Hours: 8 Yearly, No Hours during Trading: 8 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-02-03 |
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