Dugan John Mclaughlin

Current Employers

Employment History

• 08/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Knoxville, TN
• 12/2009 → Present
  Bank Of America, N.A.
  Knoxville, TN

Previous Registrations

• 2000-08-14 → 2008-08-29
  Ubs Financial Services Inc.
  Knoxville, TN
  Knoxville, TN

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MLC PROPERTIESINVESTMENT RELATED: YADDRESS OF BUSINESS:KNOXVILLE, TENNESSEE 37909NATURE OF BUSINESS: GENERAL PARTNERSHIPPOSITION, TITLE, ASSOCIATION: GENERAL PARTNERSTART DATE OF RELATIONSHIP: 06/04/2012NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PURCHASED REAL ESTATE, LEASE THE PROPERTY. NO RESPONSIBILITIES OR TASKS INVOLVED. FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WTL PROPERTIESINVESTMENT RELATED: YADDRESS OF BUSINESS:KNOXVILLE, TENNESSEE 37909NATURE OF BUSINESS: GENERAL PARTNERSHIPPOSITION, TITLE, ASSOCIATION: GENERAL PARTNERSTART DATE OF RELATIONSHIP: 06/04/2012NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PURCHASED REAL ESTATE, LEASE THE PROPERTY. NO RESPONSIBILITIES OR TASKS INVOLVED. I*135358For profit or not for profit: For-Profit OrganizationName of outside business organization: Holston Manor LLCInvestment related: NAddress of business:Knoxville, Tennessee 37919Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 12/21/2020Number of hours devoted: 3 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: purchased farm, will lease apartment and collect fees for horse stall rental, etc. I*138677For profit or not for profit: For-Profit OrganizationName of outside business organization: Hurry Back Air LLCInvestment related: Address of business: Knoxville, Tennessee 37919Nature of business: LLC,Compensation for Activity: Position, title, association: Other, Managing MemberStart date of relationship: 6/28/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Purchase of airplane for personal purposes and will be leasing out for flights I*1075270For profit or not for profit: Entity For ProfitName of outside business organization: MAD Fitness, LLCInvestment related: NAddress of business: Blaine, Tennessee, 37709Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 12/1/2022Number of hours devoted: 12 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: My wife is a member of the LLC. I do not have a direct ownership in the LLC. ?I*2215288, Entity Type: Entity Charitable, Name of OBA: Zoo Knoxville, Address: Knoxville, Tennessee, 37914, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 03/03/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Member of Board of Directors - Zoo Knoxville is the only zoo located in Knoxville, TN, 53 acres, home to 1,200 animals and welcomes over 585,000 visitors a year. Responsibilities of the board include reviewing finances, approve budgets and ensure adequate resources. Ensure the zoo is operating effectively and efficiently. I*2516284, Entity Type Non Profit, Name of OBA: Boys & Girls Club of Tennessee Valley Address: Knoxville,Tennessee, 37919 Investment Related: No Position, Title, Association: Honorary Trustee Employee Start Date: 07/01/2025 No Hours: 10 yearly No Hours during trading: 0 Duties:Honorary trusteeship. May periodically have voting rights. Purpose: Supports kids in the local community

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-11-20
• S63 Uniform Securities Agent State Law Examination
  1981-12-30