William C Berger

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-01-16
ID	RA	APPROVED	2024-04-04
WI	RA	APPROVED	2019-05-30
NC	RA	APPROVED	2019-02-06
PA	RA	APPROVED	2019-01-03
VA	RA	APPROVED	2017-03-08
MO	RA	APPROVED	2016-12-05
NM	RA	APPROVED	2014-11-20
OH	RA	APPROVED	2014-07-02
UT	RA	APPROVED	2014-04-24
NE	RA	APPROVED	2011-08-08
CA	RA	APPROVED	2006-03-29
WA	RA	APPROVED	2002-11-20
AZ	RA	APPROVED	2002-01-31
CO	RA	APPROVED	2001-01-19

NV RA
APPROVED

Since 2025-01-16
ID RA
APPROVED

Since 2024-04-04
WI RA
APPROVED

Since 2019-05-30
NC RA
APPROVED

Since 2019-02-06
PA RA
APPROVED

Since 2019-01-03
VA RA
APPROVED

Since 2017-03-08
MO RA
APPROVED

Since 2016-12-05
NM RA
APPROVED

Since 2014-11-20
OH RA
APPROVED

Since 2014-07-02
UT RA
APPROVED

Since 2014-04-24
NE RA
APPROVED

Since 2011-08-08
CA RA
APPROVED

Since 2006-03-29
WA RA
APPROVED

Since 2002-11-20
AZ RA
APPROVED

Since 2002-01-31
CO RA
APPROVED

Since 2001-01-19

Branch Locations

5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States

Pinetop, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	New York	NY	07/1991	04/2021
Park Avenue Securities Llc	Phoenix	AZ	05/1999	04/2021
Guardian Life Insurance	Pinetop	AZ	04/2021	Present
Park Avenue Securities	Pinetop	AZ	04/2021	Present

07/1991 → 04/2021

Guardian Life Insurance Company

New York, NY
05/1999 → 04/2021

Park Avenue Securities Llc

Phoenix, AZ
04/2021 → Present

Guardian Life Insurance

Pinetop, AZ
04/2021 → Present

Park Avenue Securities

Pinetop, AZ

Other Businesses

1) W. Craig Berger Financial Services, Ltd.-Sale of ins. products other than Guardian, Start: 01/01/1991, Address: 3735 Crown Dancer Dr. Pinetop, Az 85935, 2 total hours per month 2 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Camelback Financial Group, LLC-dba, Start date: 03/01/2021, Address: 5080 N. 40th St. Suite 400 Phoenix, AZ 85018, 80 total hours per month, 80 during securities trading hours, Investment related, No annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-22
S63	Uniform Securities Agent State Law Examination	1983-12-22

S65 Uniform Investment Adviser Law Examination

1997-10-22
S63 Uniform Securities Agent State Law Examination

1983-12-22

Designations

Other Names

W Craig Berger
William Craig Berger

View on SEC IAPD