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Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2002-06-19
  • PA RA
    APPROVED
    Since 2002-06-19

Branch Locations

476 Rolling Ridge Drive Suite 333, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pennsylvania Financial Group State College PA 07/1981 Present
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 06/2002 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
  • 07/1981 → Present
    Pennsylvania Financial Group
    State College, PA
  • 06/2002 → Present
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, FOR MGA/PFG, BEGAN 7/81, 2HRS/WKDY, 1HR/WKEND; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/1992, 60HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. PFG WEALTH PLANNING GROUP, LLC, PRESIDENT, FOR 40HRS/WK AND 5HRS EVENING & WKENDS, SINCE 07/2010; 4. NAME OF OTHER BUSINESS: NITTANY WEALTH MANAGEMENT INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR BOOKKEEPING; START DATE: 1/1999; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR BOOKKEEPING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-15
S63 Uniform Securities Agent State Law Examination 1982-03-09
  • S65 Uniform Investment Adviser Law Examination
    1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1982-03-09
Designations

View on SEC IAPD

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