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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2002-06-19 |
Branch Locations
476 Rolling Ridge Drive Suite 333, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pennsylvania Financial Group | State College | PA | 07/1981 | Present |
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 06/2002 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, FOR MGA/PFG, BEGAN 7/81, 2HRS/WKDY, 1HR/WKEND; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/1992, 60HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. PFG WEALTH PLANNING GROUP, LLC, PRESIDENT, FOR 40HRS/WK AND 5HRS EVENING & WKENDS, SINCE 07/2010; 4. NAME OF OTHER BUSINESS: NITTANY WEALTH MANAGEMENT INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR BOOKKEEPING; START DATE: 1/1999; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR BOOKKEEPING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-09 |
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