Melanie Lee Shanty

Current Employers

Employment History

• 06/1990 → 01/2025
  Lincoln Financial Advisors Corporation
  Lutherville, MD
• 01/2025 → Present
  Osaic Wealth, Inc.
  Towson, MD

Previous Registrations

• 1993-07-27 → 2025-01-24
  Osaic Fa, Inc.
  Vienna, VA
  Towson, MD
  Hunt Valley, MD
  Lutherville, MD

Other Businesses

1) MELANIE L. SHANTY 901 DULANEY VALLEY ROAD, SUITE 300 TOWSON, MD 21204 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: INSURANCE AGENT DUTIES: SALE OF COMMISSIONED BASED GROUP BENEFITS, FIXED/INDEXED ANNUITIES AND LONG-TERM CARE INSURANCE, AND FIXED AND INDEXED ANNUITIES START DATE: 1/1/01 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 2) RBS FINANCIAL SVCS INC 901 DULANEY VALLEY ROAD STE 300 TOWSON, MD 21204 INVEST RELATED. FIN PLANNING/RETIRE SVCS. 12/1997-PRES. VP/SEC. PROVIDES THE ADMIN STAFF, RENTAL SPACE, MAKE DECISIONS RE THE ADMIN OF THE PRACTICE. IS INC. OWN 50%. CONDUCT BUS UNDER RBS FIN SVCS INC. PROMOTE THE OBA USING STATIONERY AND CARDS. 160-180 HRS PER MO. ON THE JOB AT ALL TIMES DURING TRADING HRS. RECEIVE COMP FROM LFA. AMY BROCIVAS 50% OWNER PRES/TREASURER. 3) FAMILY CIRCLER PARTNERS BEL AIR MD CATEGORY: OWNER INVESTMENT RELATED: NO TITLE: OWNER DUTIES: FAMILY CIRCLE PARTNERS IS A CONSULTATION ORGANIZATION TO PROVIDE SERVICES TO FAMILY MEMBERS WHO HAVE A DISABLED MEMBER. START DATE: 9/2007 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 4) SEQUOIA FINANCIAL ADVISORS, LLC, BEL AIR MD CATEGORY: LEGAL ENTITY/LLC INVESTMENT RELATED: NO TITLE: OWNER DUTIES: LEGAL ENTITY CREATED TO FOR BUSINESS EXPENSES START DATE: 01/2021 HOURS PER MONTH: 25 HOURS PER MONTH DURING TRADING HOURS: 19 UPDATE FORM BR: NO 5) RSS FINANCIAL SERVICES, INC. POSITION: President, Owner NATURE: RSS Financial Services, Inc. is a Maryland corporation. This is the company that hires and compensates staff and maintains the rent and other business expenses. This corporation does not have income and is funded by the advisors paying their portion of these business expenses. I do not use the name with any securites clients. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 901 Dulaney Valley Road Suite 300, Suite 300, Towson MD 21204, United States DESCRIPTION: Hire and pay staff through the Federal EIN and the Maryland EIN assigned to this corporation. This OBA will also pay bills and manage the day to day operations of the advisors in regard to the staff, rent, unemployment insurance, worker's compensation and the submission of payroll taxes. 6) CASA HARFORD COUNTY POSITION: volunteer advocate NATURE: I serve as a court appointed special advocate representative for children in Harford County who are in the foster care system INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2007 ADDRESS: 101 S Main Street, #303, Bel Air MD 21014, United States DESCRIPTION: I will visit with the children I am appointed to represent and prepare a report for the court system that handles the foster care cases. The court asks the volunteers to be in touch with these children in between the court dates and report any findings to the Master. 7) HARFORD BELAIR COMMUNITY HEALTH ORGANIZATION POSITION: Board Member NATURE: This organization is a community mental health organization. I have family members who have attended this organization for treatment. I serve on the Board of Directors and have served since 1998 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 4308 Harford Road, Baltimore MD 21214, United States DESCRIPTION: I am a board member that meets 4 times a year.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-21

Other Names

• Melanie Lee Roberts