Kevin Scott Rooker

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Morgan Stanley
  Dallas, TX
• 02/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2011-05-02 → 2015-01-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 2009-02-13 → 2011-05-06
  Lpl Financial Llc
  Houston, TX
  Dallas, TX
  Fort Mill, SC
• 2006-01-12 → 2008-02-21
  Ameriprise Advisor Services, Inc.
  Kansas City, MO
  Kansas City, MO
  Kansas City, MO
• 2004-08-19 → 2005-03-16
  Banc One Securities Corporation
  Houston, TX
• 2003-08-04 → 2005-03-14
  Chase Investment Services Corp.
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-15
• S63 Uniform Securities Agent State Law Examination
  1981-12-30