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Kent Roger Snodgrass

Rbc Capital Markets, LLC

Fort Worth, TX

Fort Worth, TX

CRD 1017827

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-06
  • TX RA
    APPROVED
    Since 2015-10-06

Branch Locations

3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fort Worth TX 10/2015 Present
Previous Registrations
Other Businesses

(1) CHESAPEAKE ENERGY; ADDRESS; OKLAHOMA, OK, NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PUBLIC COMPANY, ROYALTIES FROM LAND OF MY PERSONAL RESIDENCE; CAPACITY: OWNER; START DATE: 9/1/2001; DUTIES: SIMPLY RECEIVE ROYALTIES FOR PROPERTY OWNERSHIP OF MY RESIDENCE; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) MIRA VISTA COUNTRY CLUB; ADDRESS: 6600 MIRA VISTA BLVD, FORT WORTH, TX 76132; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: COUNTRY CLUB; CAPACITY: BOARD OF DIRECTORS; START DATE: 3/1/2016; DUTIES: GENERAL BOARD LEVEL DECISION FOR THE CLUB; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) DKSK, LLC.; ADDRESS: 1205 1ST STREET, ABERNATHY, TX 79311; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: FARM; CAPACITY: PARTNER; START DATE: 2/12/2018; DUTIES: ANNUAL MEETING AND ANY ADDITIONAL NEEDED DECISION; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) Name: BBCP Rustic LLC Address: 11234 Shelterwood Circle Dallas TX 75229 Business Description: investment in restaurant entity Business is not investment related Projected Start Date: 10/01/20 Capacity: Other Duties Performed: Passive investor Devoted to this OBA per Month: none--passive investor Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 1981-11-13
  • S65 Uniform Investment Adviser Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    1981-11-13

View on SEC IAPD

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