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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-06 |
Branch Locations
3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Worth | TX | 10/2015 | Present |
(1) CHESAPEAKE ENERGY; ADDRESS; OKLAHOMA, OK, NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PUBLIC COMPANY, ROYALTIES FROM LAND OF MY PERSONAL RESIDENCE; CAPACITY: OWNER; START DATE: 9/1/2001; DUTIES: SIMPLY RECEIVE ROYALTIES FOR PROPERTY OWNERSHIP OF MY RESIDENCE; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) MIRA VISTA COUNTRY CLUB; ADDRESS: 6600 MIRA VISTA BLVD, FORT WORTH, TX 76132; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: COUNTRY CLUB; CAPACITY: BOARD OF DIRECTORS; START DATE: 3/1/2016; DUTIES: GENERAL BOARD LEVEL DECISION FOR THE CLUB; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) DKSK, LLC.; ADDRESS: 1205 1ST STREET, ABERNATHY, TX 79311; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: FARM; CAPACITY: PARTNER; START DATE: 2/12/2018; DUTIES: ANNUAL MEETING AND ANY ADDITIONAL NEEDED DECISION; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) Name: BBCP Rustic LLC Address: 11234 Shelterwood Circle Dallas TX 75229 Business Description: investment in restaurant entity Business is not investment related Projected Start Date: 10/01/20 Capacity: Other Duties Performed: Passive investor Devoted to this OBA per Month: none--passive investor Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-13 |
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