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Kenneth Lee Fletcher

Fletcher Financial Group

CRD 1017769

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Employer firm

Fletcher Financial Group CRD 152609

$133M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Fletcher Financial Group

3800 Cypress St, West Monroe, LA 71291 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2010-02-11
  • LA RA
    APPROVED
    Since 2010-02-11
Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Financial Group Monroe LA 02/1997 Present
Aig American General Life Insurance Company Monroe LA 10/2002 Present
  • 02/1997 → Present
    Family Financial Group
    Monroe, LA
  • 10/2002 → Present
    Aig American General Life Insurance Company
    Monroe, LA
Previous Registrations
  • 2007-08-06 → 2009-12-31
    Workman Securities Corporation
    Monroe, LA
    Eden Prairie, MN
  • 2007-07-27 → 2007-08-06
    American General Securities Incorporated
    Houston, TX
    Monroe, LA
    Monroe, LA
Other Businesses

1.FAMILY FINANCIAL GROUP/MONROE, LA 71201/ INVESTMENT RELATED/ INDEPENDENT INSURANCE SALES/ COMMENCED 2/1997/ 120 HOURS DEVOTED PER MONTH/OWNERSHIP 2.MEDICADE MADE SIMPLE SEMINARS/MONROE LA 71201/SINCE 2006/OWNER/SEMINARS FOR SENIORS THAT INFORMS THEM ABOUT MEDICADE RULES AND REGULATIONS/20 HOURS PER MONTH DEVOTED 3.FIRST FIDELITY FINANCIAL GROUP OF MONROE-WEST MONROE/MONROE, LA 71201/OWNER/SINCE 2008/PROGRAM THAT ATTRACTS PEOPLE SEARCHING FOR THE BEST PERFORMING CDWITH FDIC INSURANCE, WE DON'T SELL CD'S. HELP PROSPECTS APPLY ONLINE/20 HOURS PER MONTH DEVOTED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-04
S63 Uniform Securities Agent State Law Examination 1982-08-03
  • S65 Uniform Investment Adviser Law Examination
    2005-02-04
  • S63 Uniform Securities Agent State Law Examination
    1982-08-03
Other Names
  • Ken Fletcher

View on SEC IAPD

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