Stuart Joel Kahn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-30
PA	RA	APPROVED	2013-04-03

FL RA
APPROVED

Since 2024-09-30
PA RA
APPROVED

Since 2013-04-03

Branch Locations

555 City Line Avenue, Ste.420, Bala Cynwyd, PA 19004 • United States

Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Bala Cynwyd	PA	06/2004	Present

06/2004 → Present

Lpl Financial Llc

Bala Cynwyd, PA

Other Businesses

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING GROUP MEDICAL, DENTAL, VISION, DISABILITY, GROUP, TERM AND WHOLE LIFE INSURANCE / BALA CYNWYD, PA / APPROVED JUNE 17, 2004 2. 04/19/10 - REAL ESTATE RENTAL, PLAN TO INVEST IN SINGLE FAMILY, DUPLEX AND TRIPLEX UNITS--ADDRESS 4918 ORMES ST. PHILADELPHIA, PA 19120, BEPO FUND II, LLC, 5% PA. 3. 06/11/10 - REAL ESTATE RENTAL, BUTTONWOOD GARDEN APARTMENTS 378 UNITS, RODMAN PROPERTIES, 1% PA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-10-20

S63 Uniform Securities Agent State Law Examination

1987-10-20

View on SEC IAPD