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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2022-06-30 |
| MD | RA | APPROVED | 1993-11-18 |
| TX | RA | APPROVED_RES | 1983-08-23 |
Branch Locations
7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States
Jackson, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bethesda | MD | 07/1981 | Present |
1) AARONSON LIMITED; HOUSTON, TX. NOT INVESTMENT RELATED; BUSINESS - LIMITED PARTNERSHIP; TITLE - LIMITED PARTNER; DATE - 03/01/2001; ONE DAY/YEAR; DUTIES - LIMITED PARTNER /// 2) GROS VENTURE LLC / 1703 FLETCHER AVE SOUTH PASADENA,CA 9091030 / COMPANY/ REAL ESTATE / TO HOLD AND/OR PURCHASE REAL ESTATE PROPERTY / PARTNER / PASSIVE INVESTOR / START DATE 01/02/2012 /// 3) Teton Music School; Educational Establishment; Teton Music School provides education and training in music for the Teton County Wyoming community; Member of Board of directors; Serve as Board Member and Treasurer; Jackson, WY; Start date: 9/30/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-16 |
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