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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-01-04 |
| TX | RA | APPROVED_RES | 2009-10-22 |
Branch Locations
14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Omaha | NE | 01/2009 | Present |
SMALL FAMILY FARM; OWNER/MANAGER; FARMING; 5 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-02 |
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