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Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-17
MI RA APPROVED 2015-03-31
  • IL RA
    APPROVED
    Since 2021-08-17
  • MI RA
    APPROVED
    Since 2015-03-31

Branch Locations

31550 Northwestern Highway Ste 101, Farmington Hills, MI 48334 • United States

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Noble Capital Partners Farmington Hills MI 02/2007 Present
  • 02/2007 → Present
    Noble Capital Partners
    Farmington Hills, MI
Previous Registrations
  • 2010-09-27 → 2012-09-04
    Commerce Wealth Advisers, Llc
    Farmington Hills, MI
  • 2010-04-09 → 2010-09-27
    Equitas America, Llc
    Farmington Hills, MI
    Farmington Hills, MI
Other Businesses

Name of Business: KJ Stemberger LLC Address: 16151 Homestead Circle, Northville, MI 68167 Nature of Business: Accounting Title: Managing Member Investment Related? NO Start Date:8/2012 #hours devoted to OBA: 4hrs/month #hours during trading: None Name of Business:NOBLE CAPITAL PARTNERS, LLC Address: 31550 NORTHWESTERN HWY., STE 101 FARMINGTON HILLS, MI 48334 Nature of Business: DBA for all revenue earned through Regal Title: Partner Investment Related? YES Start Date: 1/2006 #hours devoted to OBA: 160/month #hours during trading: 160/month Name of Business:NATIONAL CANCER INSTITUTE Address: 9609 Medical Center Drive, Rockville, MD 20850 Nature of Business: Committee member of NCI Council of Research Advocates Title: Committee Member Investment Related? NO Start Date: 8/2020 #hours devoted to OBA: 10/month #hours during trading: 5/calendar quarter

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 1986-06-24
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    1986-06-24

View on SEC IAPD

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