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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
1741 Ne Douglas St Ste 100, Lees Summit, MO 64086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Independence | MO | 10/1981 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Lees Summit | MO | 02/2008 | 07/2021 |
| Stick This In Your Ear Llc | Lees Summit | MO | 04/2009 | 07/2021 |
| Celtic Wolf Llc | Lee's Summit | MO | 10/2015 | 07/2021 |
| Mid-Missouri Group, Llc | Harrisonville | MO | 09/2017 | 07/2021 |
| Lpl Financial Llc | Lees Summit | MO | 07/2021 | Present |
1-5/1/2017-LifeGoals Strategies Group/DBA for LPL Business (entity for LPL business)/Investment Related/0/1741 NE Douglas St Lees Summit, MO 64086 2-1/1/2009-Stick This In Your Ear, LLC/Outside/W-2 Employment/Not Investment Related/0/1424 SW Surrey Trace, Lees Summit , MO, , 64081 3-5/1/2017-Mid-Missouri Group, LLC/Business Entity For Tax/Investment Purposes Only/Not Investment Related/2/715 Ann Avenue, Harrisonville , MO, , 64701 4- 07/19/2024 - Associates of Clifton Park, Crump - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/19/2024 - 10 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-07 |
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