Best Investors Account Sign in

Steven Scott Stringberg

LPl Financial LLC

Lees Summit, MO

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

1741 Ne Douglas St Ste 100, Lees Summit, MO 64086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Independence MO 10/1981 07/2021
Various Insurance Carriers For W & R Insurance Agencies Lees Summit MO 02/2008 07/2021
Stick This In Your Ear Llc Lees Summit MO 04/2009 07/2021
Celtic Wolf Llc Lee's Summit MO 10/2015 07/2021
Mid-Missouri Group, Llc Harrisonville MO 09/2017 07/2021
Lpl Financial Llc Lees Summit MO 07/2021 Present
  • 10/1981 → 07/2021
    Waddell & Reed Inc
    Independence, MO
  • 02/2008 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Lees Summit, MO
  • 04/2009 → 07/2021
    Stick This In Your Ear Llc
    Lees Summit, MO
  • 10/2015 → 07/2021
    Celtic Wolf Llc
    Lee's Summit, MO
  • 09/2017 → 07/2021
    Mid-Missouri Group, Llc
    Harrisonville, MO
  • 07/2021 → Present
    Lees Summit, MO
Previous Registrations
  • 1997-06-09 → 2021-07-21
    Waddell & Reed
    Lee'S Summit, MO
    Independence, MO
    Independence, MO
    Edmond, OK
    Lees Summit, MO
Other Businesses

1-5/1/2017-LifeGoals Strategies Group/DBA for LPL Business (entity for LPL business)/Investment Related/0/1741 NE Douglas St Lees Summit, MO 64086 2-1/1/2009-Stick This In Your Ear, LLC/Outside/W-2 Employment/Not Investment Related/0/1424 SW Surrey Trace, Lees Summit , MO, , 64081 3-5/1/2017-Mid-Missouri Group, LLC/Business Entity For Tax/Investment Purposes Only/Not Investment Related/2/715 Ann Avenue, Harrisonville , MO, , 64701 4- 07/19/2024 - Associates of Clifton Park, Crump - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/19/2024 - 10 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-28
S63 Uniform Securities Agent State Law Examination 1981-12-07
  • S65 Uniform Investment Adviser Law Examination
    1997-05-28
  • S63 Uniform Securities Agent State Law Examination
    1981-12-07
Other Names
  • Steve Stringberg

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lees Summit, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor