Carl Vincent Gottuso

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → Present
  Financial Distributors, Inc.
  Madison, WI
• 03/2002 → Present
  Carl V. Gottuso
  Corona, CA
• 07/2011 → Present
  Crown Capital Securities, Lp
  Orange, CA
• 04/2024 → Present
  Innovation Partners Llc
  Charlotte, NC
• 04/2024 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2011-07-07 → 2024-04-10
  Crown Capital Securities, L.P.
  Eastvale, CA
  Orange, CA
  San Diego, CA
  Orange, CA
  Corona, CA
  Corona, CA
• 2008-04-01 → 2011-07-01
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Corona, CA
• 2002-03-20 → 2008-03-26
  Securities America Advisors, Inc.
  Anaheim Hills, CA
  Corona Del Mar, CA

Other Businesses

1) CVG Financial Services. 01/1981. Sales of fixed indexed annuities and ocasional life insurance policies. Corona, CA. 18hrs per week.___

Exams

• S66 Uniform Combined State Law Examination
  2002-01-23
• S63 Uniform Securities Agent State Law Examination
  1992-07-27