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N4W22370 Bluemound Rd Suite 204, Waukesha, WI 53186 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2024-04-12 |
Branch Locations
N4W22370 Bluemound Rd Suite 204, Waukesha, WI 53186 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pewaukee | WI | 12/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Pewaukee | WI | 12/2014 | Present |
| Morgan, Aly Wealth Management | Waukesha | WI | 12/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-02 |
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