Daniel Vernon Leach

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1995 → Present
  #Ia Associated Financial Planners, Inc.
  Bellevue, WA
• 01/2013 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Previous Registrations

• 2002-01-15 → 2004-01-01
  Ifg Advisory Services Inc
  Naples, FL

Other Businesses

1.DANIEL LEACH FINANCIAL SERVICES AND PROSPERITY ADVISORS LLC, SAME AS OFFICE ADDRESS, 100% OWNER, START 09/01/79, FIXED INSURANCE AND FINANCIAL SERVICES DBA, 40HR/WK. 2. NAME OF OTHER BUSINESS: BOATING BUMS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC TO HOLD ASSES FOR ASSET PROTECTION; 3. NAME OF OTHER BUSINESS: MUSKRAT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC TO HOLD ASSES FOR ASSET PROTECTION;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-08
• S63 Uniform Securities Agent State Law Examination
  1985-05-06

Designations

• Certified Financial Planner