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Robert Allen Dufour

Osaic Wealth, Inc.

Exeter, NH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-07
CT RA APPROVED 2023-12-06
SC RA APPROVED 2023-12-06
NH RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2024-06-07
  • CT RA
    APPROVED
    Since 2023-12-06
  • SC RA
    APPROVED
    Since 2023-12-06
  • NH RA
    APPROVED
    Since 2023-09-01

Branch Locations

Exeter, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Exeter NH 01/2009 09/2023
Osaic Wealth, Inc. Exeter NH 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Exeter, NH
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Exeter, NH
Previous Registrations
  • 2009-01-02 → 2023-09-01
    Osaic Services, Inc.
    Exeter, NH
    Brookfield, WI
Other Businesses

ROBERT DUFOUR, INDEPENDENT INSURANCE SALES, COMMENCED 01/1975, INVESTMENT RELATED, 150 HOURS/MONTH TIME SPENT, 100% OWNERSHIP, AGENT/REPRESENTATIVE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-23
  • S63 Uniform Securities Agent State Law Examination
    1990-10-23
Designations

View on SEC IAPD

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