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Philip Ransom Depriest

LPl Financial LLC

Lincolnwood, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-14
  • IL RA
    APPROVED
    Since 2019-06-14

Branch Locations

7301 North Lincoln, Ste 130, Lincolnwood, IL 60712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 12/2011 05/2019
Cetera Investment Advisers Llc Chicago IL 01/2014 05/2019
Cetera Investment Advisors Llc Chicago IL 12/2014 05/2019
Lpl Financial, Llc Skokie IL 06/2019 Present
  • 12/2011 → 05/2019
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2014 → 05/2019
    Cetera Investment Advisers Llc
    Chicago, IL
  • 12/2014 → 05/2019
    Cetera Investment Advisors Llc
    Chicago, IL
  • 06/2019 → Present
    Lpl Financial, Llc
    Skokie, IL
Previous Registrations
  • 2014-01-21 → 2019-05-31
    Cetera Investment Advisers Llc
    Chicago, IL
  • 2011-12-06 → 2014-01-21
    Cetera Investment Services Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Lincolnwood, IL
  • 2008-02-20 → 2008-07-07
    Raymond James Financial Services, Inc.
    Park Ridge, IL
  • 2005-07-25 → 2007-04-11
    Raymond James Financial Services, Inc.
    Elmwood Park, IL
    Elmwood Park, IL
  • 2003-04-22 → 2005-02-25
    Vision Asset Management Inc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-19
S63 Uniform Securities Agent State Law Examination 1981-03-12
  • S65 Uniform Investment Adviser Law Examination
    1999-04-19
  • S63 Uniform Securities Agent State Law Examination
    1981-03-12

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
FIFTH THIRD SECURITIES, INC.
THE NESTEGG GROUP, INC.
ADVISORY SERVICES NETWORK
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL ENTERPRISE, LLC

Other Investors

JEFFREY B STOLBERG
Robert Kuras
AKIVA R. GOODMAN
JEFFERY THOMAS LASKE
STEVEN CHARLES GOODMAN
Robert Lopez
GUILLERMO CAMACHO
Robert Feinberg

Other Offices

EQUITABLE ADVISORS, LLC · LINCOLNWOOD, IL
FIFTH THIRD SECURITIES, INC. · LINCOLNWOOD, IL
THE NESTEGG GROUP, INC. · LINCOLNWOOD, IL
THE NESTEGG GROUP, INC. · LINCOLNWOOD, IL
ADVISORY SERVICES NETWORK · Chicago, IL
J.P. MORGAN SECURITIES LLC · CHICAGO, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · CHICAGO, IL
J.P. MORGAN SECURITIES LLC · CHICAGO, IL

More in Lincolnwood, IL

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