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Bruce Wayne Knott

Wells Fargo Clearing Services, LLC

Roaring Gap, NC

Chapel Hill, NC

Durham, NC

CRD 1015312

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-22
NC RA APPROVED 2011-04-15
  • TX RA
    APPROVED_RES
    Since 2019-10-22
  • NC RA
    APPROVED
    Since 2011-04-15

Branch Locations

Roaring Gap, NC • United States

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Durham, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chapel Hill NC 04/2011 Present
  • 04/2011 → Present
    Wells Fargo Advisors Llc
    Chapel Hill, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-09-18
S63 Uniform Securities Agent State Law Examination 1981-10-28
  • S65 Uniform Investment Adviser Law Examination
    1991-09-18
  • S63 Uniform Securities Agent State Law Examination
    1981-10-28

View on SEC IAPD

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