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David Michael Lane

Mml Investors Services, LLC

Franklin, TN

CRD 1015281

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-03-25
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

3401 Mallory Lane Suite 220, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Franklin TN 01/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Franklin TN 03/2017 Present
  • 01/2015 → Present
    Metlife Securities Inc.
    Franklin, TN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Franklin, TN
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Memphis, TN
    Franklin, TN
  • 2004-02-23 → 2015-01-02
    New England Securities
    Brentwood, TN
    Nashville, TN
    Franklin, TN
Other Businesses

NAME: D. MICHAEL LANE INV REL: Y ADD: 3401 Mallory Lane, Suite 220 Franklin TN 37067 NATURE: Outside Insurance Brokerage/Group Life, Group Health, Group DI POSITION: Agent/Sales START DATE: 03/01/1980 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 2.NAME: D. MICHAEL LANE. INV REL: Y ADD: 3401 Mallory Lane, Suite 220 Franklin TN 37067 NATURE: Life Settlements/Viaticals/Assist customers with sales of whole life and/or universal life policies to a Life Settlement Company POSITION: Sales/Agent START DATE: 10/24/2019 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-01-05
  • S63 Uniform Securities Agent State Law Examination
    1982-01-05
Other Names
  • Mike Lane
  • D. Michael Lane

View on SEC IAPD

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