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Current Employers
Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-02-07
  • GA RA
    APPROVED
    Since 2012-02-07

Branch Locations

Alpharetta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Register Financial Associates, Inc. Atlanta GA 12/2011 Present
Register Financial Advisors, Llc Atlanta GA 12/2011 Present
Previous Registrations
Other Businesses

1. Register Financial Advisors LLC, Investment related, 3500 Lenox Rd., Ste 1700, Atlanta GA 30326, Nature of business: Financial Services, Investment Advisor: Provide Advisor services to clients, Started 1/1/2012, 40hrs/month, about 20hrs/month during securities trading hours. 2. Fulton County Republican Party, Non-Investment Related, 981 Canton St. Suite 200B, Roswell, GA 30075, Nature of business: To elect conservative candidates to municipal and county positions, Trustee started 10/8/2023, 2 to 3 hours per month outside of securities trading hours. Trustees shall maintain complete records and accounts of all expenditures and investments of the FCRP Trust which entries will be made in accordance with the modified cash basis method of accounting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-22
S63 Uniform Securities Agent State Law Examination 1982-02-10
  • S65 Uniform Investment Adviser Law Examination
    1993-10-22
  • S63 Uniform Securities Agent State Law Examination
    1982-02-10

View on SEC IAPD

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