Kevin James Ball

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 01/2022
  Raymond James Financial Services, Inc
  Carmel, IN
• 01/2010 → 01/2022
  Raymond James Financial Services Advisors, Inc
  Carmel, IN
• 10/2013 → 10/2019
  Bsh Financial
  Indianapolis, IN
• 12/2008 → 04/2018
  Rental Real Estate
  Carmel, IN
• 02/2019 → 07/2020
  Ashbrooke Association
  Carmel, IN
• 03/2020 → Present
  Lgl Investment Partners, Llc
  Carmel, IN
• 02/2022 → Present
  Lpl Financial Llc
  Carmel, IN

Previous Registrations

• 2009-12-23 → 2022-02-28
  Raymond James Financial Services Advisors, Inc
  Sterling, IL
  Colorado Springs, CO
  Galesburg, IL
  Indianapolis, IN
  Indianapolis, IN
  Carmel, IN

Other Businesses

1)01/28/2022 - LGL Investment Partners, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2020

Exams

• S66 Uniform Combined State Law Examination
  2006-11-04