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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Concord | NC | 08/2004 | Present |
| Private Advisor Group, Llc | Concord | NC | 01/2015 | Present |
(1) 08/11/2004: No Business Name - CPA/Bookkeeper/Tax Preparer - At Reported Business Location(s) (2) 6/29/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/04/2015 - 175 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/29/2017. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 8/21/2017 - Ehrnest Ballagh - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2015 - 150 Hours Per Month/65 Hours During Securities Trading. (4) 8/31/2017 - Private Advisor Group - DBA: (Hybrid) Ehrnest Ballagh - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2015 - 150 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC., an independent investment advisor firm. I started this business activity on 8/28/2017. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-21 |
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