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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-02-07
  • NC RA
    APPROVED
    Since 2018-02-07

Branch Locations

Mooresville, NC • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Concord NC 08/2004 Present
Private Advisor Group, Llc Concord NC 01/2015 Present
Other Businesses

(1) 08/11/2004: No Business Name - CPA/Bookkeeper/Tax Preparer - At Reported Business Location(s) (2) 6/29/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/04/2015 - 175 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/29/2017. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 8/21/2017 - Ehrnest Ballagh - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2015 - 150 Hours Per Month/65 Hours During Securities Trading. (4) 8/31/2017 - Private Advisor Group - DBA: (Hybrid) Ehrnest Ballagh - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2015 - 150 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC., an independent investment advisor firm. I started this business activity on 8/28/2017. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-21
  • S66 Uniform Combined State Law Examination
    2004-09-21
Other Names
  • Iii Ehrnest Ellsworth Ballagh

View on SEC IAPD

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