Richard Weisshaut

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1981 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 04/2011 → Present
  Bank Of America, N.A.
  Boca Raton, FL

Other Businesses

REPORTABLE - FOR PROFIT LLC - ADDED TO CRD Status: APPRVD I*655259 For profit or not for profit: Entity For Profit Name of outside business organization: Park Ridge Manor LLC Investment related: N Address of business: Coral Springs, Florida, 33071 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/4/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Park Ridge Manor LLC is a family business entity for estate planning purposes. The LLC will own a house which will be rented to a family member. My wife, Julianne, and I are the Managers of this LLC. Our attorney is the Registered Agent of the LLC. The rental income will be used to pay for the ongoing upkeep and expenses of the house. A checking account at a bank will be used for the rent and expenses. Our family member will handle the maintenance of the house. Our accountant and attorney will handle the LLC filings. Julianne and I expect to spend approximately 2 hours/year of our personal time to verify that the rent is received into the LLC's bank account, that the house expenses are paid and that the filings are completed.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-08
• S63 Uniform Securities Agent State Law Examination
  1981-12-14