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Michael Joseph Shea

Hightower Advisors, LLC

Park City, UT

Chicago, IL

CRD 1014613

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-31
UT RA APPROVED 2023-03-31
  • NY RA
    APPROVED
    Since 2023-03-31
  • UT RA
    APPROVED
    Since 2023-03-31

Branch Locations

Park City, UT • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Equity Group, Llc New York NY 08/1981 12/2020
Hightower Chicago IL 12/2020 Present
  • 08/1981 → 12/2020
    Prudential Equity Group, Llc
    New York, NY
  • 12/2020 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-30
S63 Uniform Securities Agent State Law Examination 1981-10-23
  • S65 Uniform Investment Adviser Law Examination
    2023-03-30
  • S63 Uniform Securities Agent State Law Examination
    1981-10-23

View on SEC IAPD

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