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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-13
TN RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2018-03-13
  • TN RA
    APPROVED
    Since 2017-11-29

Branch Locations

7003 Chadwick Drive, Suite 222, Brentwood, TN 37027 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

2031 N Mt Juliet Rd, Ste 200, Mount Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Nashville TN 07/2006 11/2017
Various Insurance Carriers For W & R Insurance Agencies Brentwood TN 10/2006 11/2017
Lpl Financial Llc Mt. Juliet TN 11/2017 Present
Private Advisor Group, Llc Mt. Juliet TN 11/2017 Present
  • 07/2006 → 11/2017
    Waddell & Reed, Inc
    Nashville, TN
  • 10/2006 → 11/2017
    Various Insurance Carriers For W & R Insurance Agencies
    Brentwood, TN
  • 11/2017 → Present
    Lpl Financial Llc
    Mt. Juliet, TN
  • 11/2017 → Present
    Mt. Juliet, TN
Previous Registrations
  • 2006-10-20 → 2017-11-15
    Waddell & Reed
    Nashville, TN
Other Businesses

1) 11/03/2017 - EPM Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2017 - 160 hr/mth 2) 11/03/2017 - EPM Financial - Non-Variable Insurance - sells: Fixed Annuities, SPIAs, IUL, UL, LTC - inv rel - at reported business location(s) - start: 11/2017 - 15 hr/mth. 3) 11/30/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/10/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/31/2018 - Private Advisor Group - DBA: (Hybrid) EPM Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/10/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/31/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-19
  • S66 Uniform Combined State Law Examination
    2006-10-19
Other Names
  • Justin Druckenmiller

View on SEC IAPD

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