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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-20
  • NY RA
    APPROVED
    Since 2025-02-20

Branch Locations

642 Kreag Road Suite 101, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Pittsford NY 11/2010 02/2025
The Independent Advisor Network Llc Pittsford NY 01/2010 Present
(Dba) Association Benefit Services Pittsford NY 09/2014 Present
Cetera Wealth Services, Llc Pittsford NY 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 11/2010 → 02/2025
    Concourse Financial Group Securities Inc
    Pittsford, NY
  • 01/2010 → Present
    The Independent Advisor Network Llc
    Pittsford, NY
  • 09/2014 → Present
    (Dba) Association Benefit Services
    Pittsford, NY
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Pittsford, NY
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-11-30 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Rochester, NY
    Clinton, CT
    Pittsford, NY
    Birmingham, AL
  • 2010-02-25 → 2010-06-11
    Signator Investors, Inc.
    Albany, NY
Other Businesses

(dba) ASSOCIATION BENEFIT SERVICES; Investment Related; 642 Kreag Road, Suite 101, Pittsford, NY 14534; Insurance; Executive Director; Start Date 09/2014; 10 hours per month with 2 hours per month occurring during trading hours; Provide support and services to association members who do business with The Independent Advisor Network, LLC. Fixed insurance products only. >> THE INDEPENDENT ADVISOR NETWORK, LLC; Investment Related; 642 Kreag Road, Suite 101, Pittsford, NY 14534; President/Owner; Start Date 01/2010; 160 hours per month with 150 of those hours per month occurring during trading hours; This is a Brokerage General Agency (BGA) which distributes life, annuity, disability, health, dental and group insurance products through brokers and agents. The company name prior to 09/2011 was The Independent Producer Network, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-05
S63 Uniform Securities Agent State Law Examination 1988-05-31
  • S65 Uniform Investment Adviser Law Examination
    1998-10-05
  • S63 Uniform Securities Agent State Law Examination
    1988-05-31
Designations

View on SEC IAPD

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