Steven Adelizi

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-01-14
TX	RA	APPROVED	2021-01-14

CA RA
APPROVED

Since 2021-01-14
TX RA
APPROVED

Since 2021-01-14

Branch Locations

1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States

10077 Grogans Mill Rd Ste 325 [Satellite], The Woodlands, TX 77380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Anaheim	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Anaheim	CA	11/2016	01/2021
Wells Fargo Advisors Financial Network, Llc	Santa Ana	CA	01/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Anaheim, CA
11/2016 → 01/2021

Wells Fargo Clearing Services, Llc

Anaheim, CA
01/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Santa Ana, CA

Previous Registrations

2003-07-01 → 2021-01-14

Wells Fargo Clearing Services, Llc

Anaheim, CA

Anaheim, CA

Brea, CA

Brea, CA

The Woodlands, TX
2001-05-09 → 2003-07-01

Prudential Equity Group, Llc

Anaheim, CA

Other Businesses

ADELIZI INVESTMENT GROUP LLC, INV RELATED; CONROE, TX, 100% OWNERSHIP, START 8/24/2020, 160 HOURS PER MONTH, 7.5 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-10-31

S63 Uniform Securities Agent State Law Examination

1981-10-31

Other Names

Steven Frank Adelizi

View on SEC IAPD