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John Robert Shelton

Oppenheimer & Co. Inc.

Leawood, KS

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-02-02
MO RA APPROVED 2004-02-02
  • KS RA
    APPROVED
    Since 2017-02-02
  • MO RA
    APPROVED
    Since 2004-02-02

Branch Locations

Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Leawood KS 08/2003 Present
Previous Registrations
Other Businesses

TUTOR FOR MATH AND SCIENCE NAVY RESERVE BUILDING ASSOCIATION, 2 HOURS EVERY SIX MONTHS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-15
S63 Uniform Securities Agent State Law Examination 1981-10-20
  • S65 Uniform Investment Adviser Law Examination
    1992-12-15
  • S63 Uniform Securities Agent State Law Examination
    1981-10-20

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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