John T Brown

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 05/2019
  A I M Distributors, Inc.
  Houston, TX
• 07/2007 → 05/2019
  Aim Private Asset Management
  Houston, TX
• 01/2010 → 05/2019
  Invesco Advisers, Inc.
  Atlanta, GA
• 02/2020 → 06/2023
  Hartford Funds Distributors, Llc
  Wayne, PA
• 02/2020 → 06/2023
  Hartford Funds Management Company, Llc
  Wayne, PA
• 09/2019 → 01/2020
  The Retirement Plan Company
  San Diego, CA
• 06/2019 → 08/2019
  Unemployed
  Mission Viejo, CA
• 06/2023 → 08/2024
  Raymond James & Associats, Inc.
  Beverly Hills, CA
• 08/2024 → Present
  Transamerica Investors Securities Corporation
  Murrieta, CA
• 08/2024 → Present
  Transamerica Investors Securities Corporation
  Murrieta, CA

Previous Registrations

• 2023-07-24 → 2024-08-23
  Raymond James & Associates, Inc.
  Beverly Hills, CA
• 2020-02-14 → 2023-06-08
  Hartford Funds
  Mission Viejo, CA
  Wayne, PA
  Murrieta, CA
• 2010-01-01 → 2019-06-03
  Invesco Advisers, Inc.
  Atlanta, GA
• 2007-07-25 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2007-09-06

Other Names

• John Thomas Brown
• John Thomas Brown