Nancy Janet Miller

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2001 → 11/2024
  Pruco Securities, Llc.
  Longmeadow, MA
• 07/2001 → Present
  Prudential Insurance Company Of America
  Longmeadow, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Longmeadow, MA

Previous Registrations

• 2021-12-23 → 2024-11-20
  Pruco Securities, Llc.
  Longmeadow, MA
  Longmeadow, MA
  Longmeadow, MA

Other Businesses

1) 12/20/2024 - Nancy J. Miller, CLU Insurance and Financial Services - Non-Variable Insurance Commission Trails - These are the commisions for selling fixed annuities, long term care insurance and a small amount of group health insurance. - INV Related- At Longmeadow, MA - Start date 01/01/2016 - 0hrs/mth - 0hrs During Trading 2) 10/24/2024 - Faith United Church - Non-Profit Board Member - I was on the Board of Permanent Funds for Faith United Church for years. - Not INV Related - At Springfield, MA - Start date 01/01/2016 - 1hrs/mth - 0hrs During Trading 3) 10/24/2024 - Playing paid gigs as part of Meadow Flutes and Jazzy Flute Duo - Artist/ Musician - Performing music for paid gigs throughout Western Massachusetts. And, playing without pay for several community orchestras. - Not INV Related - At Longmeadow, MA - Start date 01/01/2016 - 20hrs/mth - 10hrs During Trading 4) 12/20/2024 - Nancy J. Miller - Non-Variable Insurance - I conduct insurance sales and service - INV Related - At Longmeadow, MA - Start Date 09/14/1982 - 15hrs/mth - 15hrs During Trading 5) 01/08/2025 - Nancy J. Miller, CLU Insurance and Financial Services - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 07/01/2001 - 120hrs/mth - 90hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-24
• S63 Uniform Securities Agent State Law Examination
  1982-08-24

Designations

• Chartered Financial Consultant

Other Names

• Nancy Miller-Sanborn
• Nancy Janet Miller
• Nancy Janet Miller-Sanborn