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John S. Routh

Morgan Stanley

Charleston, SC

CRD 1013391

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-06-22
NJ RA APPROVED 2012-05-24
  • SC RA
    APPROVED
    Since 2017-06-22
  • NJ RA
    APPROVED
    Since 2012-05-24

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 03/2012 07/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Charleston SC 07/2017 Present
  • 03/2012 → 07/2017
    Morgan Stanley
    Purchase, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2017 → Present
    Morgan Stanley
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-23
S63 Uniform Securities Agent State Law Examination 1983-04-13
  • S66 Uniform Combined State Law Examination
    2012-05-23
  • S63 Uniform Securities Agent State Law Examination
    1983-04-13
Other Names
  • John Sylvester Routh
  • John Sylvester Routh

View on SEC IAPD

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