Peter Howard Roe

Employer firm

Rtw Financial Advisors Inc CRD 109934

$581M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Momentum Independent Network Inc.
  Dallas, TX
• 12/1991 → Present
  Rtw Financial Advisors, Inc.
  Dallas, TX

Previous Registrations

• 2003-01-13 → 2004-12-31
  Rtw Financial Advisors Inc
  Dallas, TX

Other Businesses

1) RTW FINANCIAL ADVISORS, INC.; INVESTMENT-RELATED: YES; ADDRESS: DALLAS, TX 75254; NATURE OF THE BUSINESS: REGISTERED INVESTMENT ADVISOR; POSITION, TITLE OR RELATIONSHIP: OWNER/PARTNER; START DATE: 12/1990; DESCRIPTION: INVESTMENT ADVICE; AMOUNT OF TIME DEVOTED DURING BUSINESS HOURS: 75%; NON-BUSINESS HOURS DEVOTED: 5%. 2) Various focus groups such as Smith Research & Schlesinger - From time to time I participate in focus groups within the securities industry. Usually a sponsor wants an opinion on something they plan to market. Started Jan 2020 - 1.5-2 hrs during business hrs - 1.5-2 hrs during non-business hrs. - location held at various Schlesinger Assoc offices - no conflicts of interests.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1981-11-13