Roy Glenn Heerema

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1973 → Present
  Northwestern Mutual Life
  Milwaukee, WI
• 02/1982 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. RENTAL PROPERTY, 16 BIRCHWOOD RD HAWTHORNE NJ 07506 3. CHAIRPERSON, NORTHEAST COMMUNITY TRANSFORMATION, 16 BIRCHWOOD ROAD, HAWTHORNE, , NEW JERSEY, 07506, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SESRVE AS CHAIRPERSON AND CO-ORDINATE MINISTRIES OF MERCY & JUSTICE.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-26
• S63 Uniform Securities Agent State Law Examination
  1985-05-23

Other Names

• Roy Gienn Heerema