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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-06-16
TX RA APPROVED 2015-06-11
  • MA RA
    APPROVED
    Since 2015-06-16
  • TX RA
    APPROVED
    Since 2015-06-11

Branch Locations

Winthrop, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2015 Present
Previous Registrations
  • 2007-06-21 → 2015-06-10
    Winthrop, MA
    Fort Mill, SC
    Winthrop, MA
Other Businesses

1)PHOTOGRAPHER, 186 PLEASANT ST, WINTHROP, MA, SINCE 7/1990. NIR - DEVOTES 10 HR/YR - NONE DURING TRADING. 2)ACTOR,186 PLEASANT ST, WINTHROP, MA, SINCE 7/2000. NIR - DEVOTES 56 HR/YR - NONE DURING TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 6/2015 AS ADVISORY REP OF A RIA. INV REL - 60 HR/WK - 60/TRADING. 4.TIGER INVESTMENT SERVICES LLC, 186 PLEASANT ST, WINTHROP, MA, 8/2007 AS OWNER/INDEPENDENT INSURANCE AGENT SELLING HEALTH & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 1/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-23
S63 Uniform Securities Agent State Law Examination 1990-09-28
  • S65 Uniform Investment Adviser Law Examination
    2000-02-23
  • S63 Uniform Securities Agent State Law Examination
    1990-09-28
Other Names
  • Theodore S Tiger
  • Ted Tiger

View on SEC IAPD

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