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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-06-16 |
| TX | RA | APPROVED | 2015-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2015 | Present |
1)PHOTOGRAPHER, 186 PLEASANT ST, WINTHROP, MA, SINCE 7/1990. NIR - DEVOTES 10 HR/YR - NONE DURING TRADING. 2)ACTOR,186 PLEASANT ST, WINTHROP, MA, SINCE 7/2000. NIR - DEVOTES 56 HR/YR - NONE DURING TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 6/2015 AS ADVISORY REP OF A RIA. INV REL - 60 HR/WK - 60/TRADING. 4.TIGER INVESTMENT SERVICES LLC, 186 PLEASANT ST, WINTHROP, MA, 8/2007 AS OWNER/INDEPENDENT INSURANCE AGENT SELLING HEALTH & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 1/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-28 |
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