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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-04-01
  • OH RA
    APPROVED
    Since 2013-04-01

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

2105 Central Avenue, Ste. 4, Middletown, OH 45044 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Palm Beach Gardens FL 03/2009 Present
  • 03/2009 → Present
    Money Concepts
    Palm Beach Gardens, FL
Previous Registrations
  • 2002-04-24 → 2004-07-15
    Cetera Investment Services Llc
    West Chester, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-18
  • S63 Uniform Securities Agent State Law Examination
    1997-04-18
Other Names
  • Vivian E Parkernapper
  • Vivian Elizabeth Napperparker
  • Vivian Elizabeth Parker Napper
  • Vivian Elizabeth Napper Parker
  • Vivian Elizabeth Napper

View on SEC IAPD

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