Best Investors Account Sign in

Janet Mock Willingham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Punta Gorda, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1998-10-23
  • FL RA
    APPROVED
    Since 1998-10-23

Branch Locations

1190 W Marion Ave, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda FL 10/1998 Present
Bank Of America, N.A. Punta Gorda FL 09/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-24
S63 Uniform Securities Agent State Law Examination 1991-06-18
  • S65 Uniform Investment Adviser Law Examination
    1998-11-24
  • S63 Uniform Securities Agent State Law Examination
    1991-06-18
Other Names
  • Janet Mock

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
PROSPERA FINANCIAL SERVICES, INC.
KOVACK ADVISORS, INC.
CWM ADVISORY, LLC
J.P. MORGAN SECURITIES LLC
MORGAN STANLEY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

THADDEUS PAUL OBECNY
Timothy Andrew Meyer
Catherine Poole
Tiffany Lynne Meyer
ERIC FRANKLIN CAPLINGER
JOSHUA MICHAEL HOWELL
CHRISTOPHER MICHAEL HERNDON NEAL
SOMMER TENELLE O'NEIL

Other Offices

CETERA INVESTMENT ADVISERS LLC · Punta Gorda, FL
EDWARD JONES · PUNTA GORDA, FL
CETERA INVESTMENT ADVISERS LLC · PUNTA GORDA, FL
PROSPERA FINANCIAL SERVICES, INC. · Punta Gorda, FL
CETERA INVESTMENT ADVISERS LLC · PUNTA GORDA, FL
KOVACK ADVISORS, INC. · Punta Gorda, FL
CWM ADVISORY, LLC · Punta Gorda, FL
J.P. MORGAN SECURITIES LLC · Punta Gorda, FL

More in Punta Gorda, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor