Ivanhoe Vincent Ffriend

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1979 → Present
  American General
  Houston, TX
• 06/1987 → Present
  Ffriend Enterprises, Ltd.
  New York, NY
• 04/1993 → Present
  Provident Life & Casualty Ins. Co
  Chattanogan, TN
• 12/1995 → Present
  Security Mutual Life Ins. Co
  Binghampton, NY
• 05/1996 → Present
  Berkshire Life Ins. Co
  Binghamton, NY
• 06/1997 → Present
  Boston Mutual Life Ins.
  Canton, MA
• 04/2006 → Present
  Pacific Life Insurance Co.
  Newport Beach, CA
• 04/2006 → Present
  Unum Insurance Co.
  Chatanooga, TN
• 05/2008 → 02/2019
  North Ridge Securities Corp.
  Melville, NY
• 02/2019 → Present
  Cetera Wealth Services, Llc
  New Rochelle, NY
• 01/1987 → Present
  Kb & Tn Marketing
  New Rochelle, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR - FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 20-30 APX NUMBER OF HOURS DURING TRADING HOURS: 20-30 BRIEF DESCRIPTION OF DUTIES: ADVISOR - FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: FFRIEND ENTERPRISES, LTD INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 1987 POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: MARKETING AND SALES OF PRODUCTS 4. NAME OF OTHER BUSINESS: KB & TN MARKETING INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MARKETING START DATE: 1987 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: MARKETING LIFE INSURANCE PRODUCTS 5. NAME OF OTHER BUSINESS: GUARDIANSHIP OF INCAPACITATED PERSONS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: GUARDIAN START DATE: 1995 POSITION/TITLE/RELATIONSHIP: GUARDIAN APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: GUARDIAN

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-09

Other Names

• Ivan Ffriend
• Ivanhoe Vincent Ffriend
• Ivanhoe Vincent Ffriend
• Ivanhoe Vincent Friend
• Ivan Friend