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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-05-29 |
Branch Locations
108 North Main Street Rear Building, Mansfield, OH 44902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Cleveland | OH | 02/2003 | 05/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1980; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: OHIOHEALTH MANSFIELD & SHELBY HOSPITALS; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44903; NATURE OF BUSINESS: HEALTHCARE / ADVISE ON COMMUNITY ENGAGEMENT OPPORTUNITIES AND OVERALL OPERATIONS OF THE LOCAL HOSPITAL; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: GOVERNANCE COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MAKE RECOMMENDATIONS TO HOSPITAL BOARD ON OVERALL OPERATIONS OF THE LOCAL HOSPITAL; 3. NAME OF OTHER BUSINESS: CITY OF MANSFIELD - CHARTER REVIEW COMMISSION; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44902; NATURE OF BUSINESS: REVIEWS OPERATIONS OF LOCAL GOVERNMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS AND PROVIDE RECOMMENDATIONS TO ELECTED OFFICIALS; 4. NAME OF OTHER BUSINESS: WEST END NEIGHBORHOOD SECTOR OF RICHLAND COMMUNITY DEVELOPMENT GROUP; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, OH 44902 NATURE OF BUSINESS: PROVIDE INPUT AND GUIDANCE ON DEVELOPMENT IN THE WEST END NEIGHBORHOOD' START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROVIDE INPUT AND FEEDBACK TO THE CITY'S DEVELOPMENT OFFICE WITH REGARD TO DEVELOPMENT SPECIFIC TO THE WEST END NEIGHBORHOOD IN MANSFIELD; 5. NAME OF OTHER BUSINESS: CLEVELAND FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 55; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-02-07 |
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