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Katy Mclean Uzpen

Wells Fargo Clearing Services, LLC

Bloomington, MN

Bloomington, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-08
MN RA APPROVED 2013-11-05
CA RA APPROVED 2012-03-30
  • TX RA
    APPROVED
    Since 2022-02-08
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2012-03-30

Branch Locations

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bloomington MN 03/2012 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, BURNSVILLE, MN, START: 4/24/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-23
  • S66 Uniform Combined State Law Examination
    2011-07-23
Designations
Other Names
  • Katy M Dedzey
  • Katy Dedzej
  • Katy Mclean Dedzej
  • Katy Mclean Uzpen
  • Katy Mclean Dedzej

View on SEC IAPD

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