Ronald Allen Kerher

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 07/2019
  Capital Financial Services, Inc
  Minot, ND
• 07/2019 → Present
  Calton & Associates, Inc.
  Sioux Falls, SD

Previous Registrations

• 2011-05-20 → 2019-07-31
  Capital Financial Services, Inc.
  Minot, ND
  Okoboji, IA
  Sioux Falls, SD
• 2007-09-27 → 2010-12-03
  Dakota Capital Management, Llc
  Sioux Falls, SD
• 2003-08-27 → 2006-12-31
  Kerher Capital Management
  Sioux Falls, SD
• 1999-09-20 → 2005-10-28
  Cetera Advisors Llc
  Sioux Falls, SD

Other Businesses

No. 1) Name of Business: Elite Resources Team. Non-Investment related. Address: 2101 W 41st St., Suite 112, Sioux Falls, SD 57105. Nature of Business: Consultation services. Position/Title/Relationship: Financial Advisor. Start Date: 10/02/2017. Hours per month: 2. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Consultation services to business owners through a group of CPA's, tax preparers, and other agents to provide tax strategies. No. 2) Name of Business: Kerher Frazier Financial Inc. Investment related. Address: 2101 W 41st St. Suite 112, Sioux Falls, SD 57105. Nature of Business: DBA to collects trailing revenues form previously sold fixed indexed annuity sales. Position/Title/Relationship: President. Start Date: 03/01/1994. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Kerher Frazier Financial Inc. collects renewals from fixed indexed annuity sales sold under this name. There is no new business solicited under this entity. No. 3) Name of Business: Ronald A Kerher. Non-Investment related. Address: 2101 W 41st St. Suite 112, Sioux Falls, SD 57105. Nature of Business: Fixed insurance sales and service. Position/Title/Relationship: Agent. Start Date: 03/01/1994. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Sales and service of fixed insurance products. No. 4) Name of Business: Dakota Capital Management. Investment related. Address: 2101 W 41st St, Suite 112, Sioux Falls, SD 57105. Nature of Business: Previously used as RIA. Position/Title/Relationship: Member/Manager. Start Date: 09/07/2007. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Previously used RIA, currently maintained to simply hold the business name only with the state of South Dakota. No business has been conducted under this entity since approximately May of 2010. No revenue is generated. No. 5) Name of Business: Kerher Capital Management. Investment related. Address: 2101 W 41st St., Suite 112, Sioux Falls, SD 57105. Nature of Business: DBA for insurance sales, securities, and customer service. Position/Title/Relationship: Owner. Start Date: 03/11/2005. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Policy sales, sale of securities and customer service.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-09
• S63 Uniform Securities Agent State Law Examination
  1983-01-17

Other Names

• Ron Kerher