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John Patrick Abels

Stifel, Nicolaus & Company, Incorporated

Frontenac, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
MO RA APPROVED 2005-06-24
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • MO RA
    APPROVED
    Since 2005-06-24

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. St. Louis MO 06/2005 Present
  • 06/2005 → Present
    Stifel Nicolaus & Co., Inc.
    St. Louis, MO
Previous Registrations
Other Businesses

1. Rental Property; 1515 Sommet, Kirkwood, MO 63122; Owner, 10/26/22; 0 hr/day; Not During Securities Trading Hours; Investment Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-08
S63 Uniform Securities Agent State Law Examination 1981-10-28
  • S65 Uniform Investment Adviser Law Examination
    1992-10-08
  • S63 Uniform Securities Agent State Law Examination
    1981-10-28

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
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