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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Westbury | NY | 12/2005 | 11/2018 |
| Royal Alliance Associates, Inc. | Melville | NY | 11/2018 | Present |
1.RENTAL PROPERTY OWNER POSITION: Property Owner NATURE: I own the house at the address listed and rent it through a property manager. The rental of this property is reported on Schedule E of my personal tax return. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2000 ADDRESS: 4479 Sun Quest Street, Tucson AZ 85737, United States DESCRIPTION: I receive an email from the property manager. I record the information in my Quicken reporting system. I make the appropriate entries in my check book. I print & file any appropriate information. 2. KNIGHTS OF COLUMBUS POSITION: officer NATURE: Fraternal Charitable organization. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 300 Terryville Road, Port Jefferson Station NY 11776, United States DESCRIPTION: Assist in the workings of the council. Prepare monthly reports on the councils activities. Meet with the other officers of the council to assist in preparing for activities. 3. LIGHTHOUSE FINANCIAL NETWORK LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2005 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network LLC an independent firm of Osaic Wealth Inc. 4. REYLING SERVICES INC POSITION: President NATURE: It is a Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1984 ADDRESS: 20 Standish Drive, Mount Siani NY 11766, United States DESCRIPTION: Refer health insurance business to other insurance professional who are more knowledgeable of the health insurance business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-16 |
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