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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-08-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | White Plains | NY | 01/2002 | 08/2019 |
| Lpl Financial Llc | Houma | LA | 08/2019 | Present |
1)07/31/2019 - Felix P. McElroy - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2019 - 32 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-05 |
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