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Felix Paul Mcelroy

LPl Financial LLC

Houma, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-08-05
  • LA RA
    APPROVED
    Since 2019-08-05

Branch Locations

Houma, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc White Plains NY 01/2002 08/2019
Lpl Financial Llc Houma LA 08/2019 Present
  • 01/2002 → 08/2019
    Next Financial Group Inc
    White Plains, NY
  • 08/2019 → Present
    Houma, LA
Previous Registrations
  • 2015-05-18 → 2019-08-05
    Next Financial Group, Inc.
    Houma, LA
Other Businesses

1)07/31/2019 - Felix P. McElroy - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2019 - 32 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-08
S63 Uniform Securities Agent State Law Examination 1985-08-05
  • S66 Uniform Combined State Law Examination
    2006-02-08
  • S63 Uniform Securities Agent State Law Examination
    1985-08-05
Other Names
  • Joe Mcelroy
  • Felix Paul Jr Mcelroy

View on SEC IAPD

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