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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-08-22 |
Branch Locations
3559 Chipman Road, Easton, PA 18045 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Easton | PA | 08/2011 | Present |
| Private Advisor Group, Llc | Easton | PA | 08/2011 | Present |
1. 08/17/2011 - REAL ESTATE RENTAL / CARRIAGE HOUSE LTD 2. 01/30/2012 - REGISTERED INVESTMENT ADVISOR / PRIVATE ADVISOR GROUP / HYBRID / 80% OF TIME SPENT. 3. 4/24/2012 - NON-VARIABLE INSURANCE DBA - MSM WEALTH MANAGEMENT - TIME SPENT 100%. 4. 5/12/2017 - MSM Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/18/2011 - 230 Hours Per Month/130 Hours During Securities Trading. 5. 5/25/2017 - Private Advisor Group - DBA: (Hybrid) MSM Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/18/2011 - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/25/2017. I expect to spend approximately 230 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-10 |
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