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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-08-22
  • PA RA
    APPROVED
    Since 2011-08-22

Branch Locations

3559 Chipman Road, Easton, PA 18045 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Easton PA 08/2011 Present
Private Advisor Group, Llc Easton PA 08/2011 Present
Previous Registrations
  • 2009-01-02 → 2011-08-05
    Lansdale, PA
  • 2005-06-30 → 2009-01-02
    Raymond James Financial Services, Inc.
    Bethlehem, PA
    Bethlehem, PA
    Chalfont, PA
  • 2005-08-04 → 2005-12-31
    Integrated Asset Management, Inc.
    Bethlehem, PA
  • 2004-07-23 → 2005-06-03
    Raymond James Financial Services, Inc.
    Easton, PA
Other Businesses

1. 08/17/2011 - REAL ESTATE RENTAL / CARRIAGE HOUSE LTD 2. 01/30/2012 - REGISTERED INVESTMENT ADVISOR / PRIVATE ADVISOR GROUP / HYBRID / 80% OF TIME SPENT. 3. 4/24/2012 - NON-VARIABLE INSURANCE DBA - MSM WEALTH MANAGEMENT - TIME SPENT 100%. 4. 5/12/2017 - MSM Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/18/2011 - 230 Hours Per Month/130 Hours During Securities Trading. 5. 5/25/2017 - Private Advisor Group - DBA: (Hybrid) MSM Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/18/2011 - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/25/2017. I expect to spend approximately 230 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-21
S63 Uniform Securities Agent State Law Examination 1982-03-10
  • S65 Uniform Investment Adviser Law Examination
    2004-07-21
  • S63 Uniform Securities Agent State Law Examination
    1982-03-10
Other Names
  • Melinda May Millheim

View on SEC IAPD

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