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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-21 |
Branch Locations
5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Houston | TX | 10/2015 | Present |
TRUSTEE FOR PARENTS, INVESTMENT REALTED, HOUSTON TX, CURRENTLY 0 HOURS SPENT, START 10/03/2012. CO-EXECUTOR FOR MOTHER-IN-LAW'S ESTATE; INV. RELATED; HOUSTON, TX; START DATE 7/2/2015; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-23 |
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