Joseph Francis Rinaldi, Iii

Current Employers

Quantum Financial Advisors Inc

51 Monroe Street Suite 1902, Rockville, MD 20850 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2011-11-11

MD RA
APPROVED

Since 2011-11-11

Branch Locations

51 Monroe Street Suite 1902, Rockville, MD 20850 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quantum Financial Advisors	Rockville	MD	06/1996	Present

06/1996 → Present

Quantum Financial Advisors

Rockville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-17
S63	Uniform Securities Agent State Law Examination	1994-02-25

S65 Uniform Investment Adviser Law Examination

2004-06-17
S63 Uniform Securities Agent State Law Examination

1994-02-25

Other Names

Joseph Francis Rinaldi

View on SEC IAPD

Current Employers

Quantum Financial Advisors Inc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews