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Current Employers
Quint Capital Corporation

230 Park Ave - 361W, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
NJ RA APPROVED 2025-01-06
NY RA APPROVED 2022-03-17
CT RA APPROVED 2016-08-10
  • FL RA
    APPROVED
    Since 2025-01-06
  • NJ RA
    APPROVED
    Since 2025-01-06
  • NY RA
    APPROVED
    Since 2022-03-17
  • CT RA
    APPROVED
    Since 2016-08-10

Branch Locations

New York, NY • United States

230 Park Ave Ste 460, New York, NY 10169 • United States

230 Park Ave - 361W, New York, NY 10169 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Quint, Miller & Company New York NY 11/2000 Present
Quint Capital Llc New York NY 08/2013 Present
Quint Capital Corporation New York NY 03/2014 Present
Soldiers First Capital New York NY 02/2022 12/2024
  • 11/2000 → Present
    Quint, Miller & Company
    New York, NY
  • 08/2013 → Present
    Quint Capital Llc
    New York, NY
  • 03/2014 → Present
    New York, NY
  • 02/2022 → 12/2024
    Soldiers First Capital
    New York, NY
Previous Registrations
  • 2022-07-15 → 2022-12-31
    Soldiers First Capital
    New York, NY
Other Businesses

1. Quint Capital/NYS Insurance Agency, 230 Park Avenue, Suite 908, New York, NY 10169; Non-investment related. NYS registered insurance agency offering non-securities related insurance products, Owner. Primarily offering employment benefits to employers/employees. Commissions earned. Start Date: 09/2014 to present; Quint Capital Insurance Agency is a subsidiary of Quint Capital Corporation. Approximately 20 Hours per month with about about 10 hours per month during securities trading hours. 2. Fifth Avenue Loft Corporation, 140 Fifth Avenue, New York, NY 10011; Non-investment related. Director on the Board of the Cooperative Apartment at this location. No compensation. Start Date: 06/1994 to current; Approximately 3 hours per month with 0 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-30
S63 Uniform Securities Agent State Law Examination 1984-02-15
  • S66 Uniform Combined State Law Examination
    2013-09-30
  • S63 Uniform Securities Agent State Law Examination
    1984-02-15

View on SEC IAPD

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