James Dean Kersey

Current Employers

Employment History

• 01/2013 → 04/2019
  Gf Investment Services, Llc
  Sarasota, FL
• 04/2019 → 05/2021
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2019 → 05/2021
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 05/2021 → 02/2024
  Planmember Securities Corporation
  Carpinteria, CA
• 01/2012 → Present
  James D. Kersey Dba Lighthouse Financial & Tax
  Rocklin, CA
• 02/2024 → Present
  Creativeone Wealth
  Overland Park, KS

Previous Registrations

• 2021-05-26 → 2024-02-02
  Planmember Securities Corporation
  Carpinteria, CA
  Rocklin, CA
  Rocklin, CA
• 2019-04-16 → 2021-05-27
  J. W. Cole Advisors, Inc.
  Rocklin, CA
  Tampa, FL
• 2012-11-27 → 2019-04-23
  Global Financial Private Capital, Inc.
  Rocklin, CA
  Sarasota, FL
• 2012-03-22 → 2012-11-21
  Gradient Advisors, Llc
  Rocklin, CA
  Arden Hills, MN
• 2011-01-11 → 2012-02-14
  Gradient Advisors, Llc
  Rocklin, CA
  Arden Hills, MN
• 2003-10-06 → 2003-11-17
  Legacy Advisory Services, Inc.
  Roseville, CA

Other Businesses

1) James D. Kersey dba Lighthouse Financial & Tax-2204 Plaza Drive Suite 100, Rocklin, CA 95765; Investment related; Securities, financial planning & insurance (index annuities, fixed annuities & life insurance) sales and services; Owner/Agent; Start date 1/2012; 160 hrs/mnth & during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-18
• S63 Uniform Securities Agent State Law Examination
  1994-09-23

Designations

Other Names

• Jim Kersey