Joel Moore Harris

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Carmel, IN
• 11/2018 → 06/2024
  Lpl Financial, Llc
  Carmel, IN
• 06/2024 → Present
  Osaic Wealth Inc
  Carmel, IN

Previous Registrations

• 2018-12-05 → 2024-06-26
  Lpl Financial Llc
  Fishers, IN
  Carmel, IN
  Fishers, IN
• 2018-11-02 → 2018-12-07
  Osaic Wealth, Inc.
  Carmel, IN
  Carmel, IN
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Carmel, IN
  Carmel, IN
• 2010-04-09 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Carmel, IN
  Indianapolis, IN
• 2008-05-14 → 2010-04-13
  Chase Investment Services Corp.
  Carmel, IN
  Westfield, IN
  Carmel, IN
• 2008-01-01 → 2008-05-14
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
• 2006-09-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Indianapolis, IN
  St. Louis, MO

Other Businesses

1)05/01/2011 - Seminar - MONON COMMUNITY CENTER - 2HRS/MO NOT DURING TRADING - INVESTMENT RELATED - CARMEL, IN 46032 2)01/01/2014 - NON-VARIABLE INSURANCE - DUNLAP WEALTH MANAGEMENT - 5% - INVESTMENT RELATED - FISHERS, IN 46038 3) FINANCIAL PARTNERS GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/18/2024 ADDRESS: 571 Monon Blvd, Ste 150, Carmel IN 46032, United States DESCRIPTION: Financial Partners Group is a DBA firm affiliated with Osaic. There office will be my registered address and I will be conducting securities and insurance transactions using the DBA.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-15